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FINRA Awards suggest churning remains problem in securities industry
6 Mar 2014, 11:11 am by D. Daxton White
DE C.V.; Mariano Garcia Gonzalez, Amira Padilla Kuri Atlas One Financial Group, LLC Respondent is found liable on counts of unsuitablility and churning and shall pay to Claimant Kuri compensatory damages in the amount of $73,763.76. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
WANNA BE A PROPERTY SHARK?
13 Feb 2009, 11:00 am
Chasan Property Works Brokerage - Commercial / Investment Sales Erica Santiago Brokerage - Commercial / Investment Sales Mimi Nguyen Brokerage - Commercial / Investment Sales Julia Stein Brokerage - Commercial / Investment Sales Jen Lee Equity Investment Oi chau Homebuyer Manuel Fabian Legal Edward Lopez Legal Larry Stryker Brokerage - Commercial / Investment Sales Helena Ashton Brokerage - Residential Anne Zelmati Brokerage - Residential … [read post]
Real Estate Law Blog - http://www.nyrealestatelawblog.com/